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  1. AFCA and FSCP Decisions

    Decisions by AFCA related to financial advice to retail clients including, retail clients who were misclassified as wholesale clients, superannuation, insurance and investments held within super...

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  2. Submission on Enhancing oversight and governance of managed investment schemes

    Critical weaknesses in the managed investment scheme framework...

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  3. Submission on Enhancing the effectiveness of financial services professional indemnity insurance

    The role of Professional Indemnity Insurance (PII) in financial services, in the effective operation of the Compensation Scheme of Last Resort (CSLR)...

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  4. Joint supplementary submission on inquiry into wholesale investor and wholesale client tests

    Joint supplementary submission on inquiry into wholesale investor and wholesale client tests...

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  5. Joint submission to inquiry into wholesale investor and wholesale client tests

    Joint submission to inquiry into wholesale investor and wholesale client tests...

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