Decisions register

Search the disciplinary decisions to see how complaints against members have been resolved

To view upcoming hearings, click here.

 

Need help?

Get in touch with us.

Contact us

Disclaimer

  • Disciplinary decisions disclaimer

    Chartered Accountants ANZ regulates the conduct of its members that reside in locations other than New Zealand. The New Zealand Institute of Chartered Accountants (NZICA) regulates the conduct of members of Chartered Accountants ANZ that reside in New Zealand.

    To the extent permitted by applicable law, Chartered Accountants ANZ and NZICA expressly disclaim all liability for any direct or indirect loss or damage (including on account of negligence or otherwise) arising from any reliance upon the fact that Chartered Accountants ANZ or NZICA exercises or has exercised professional conduct functions (either directly or indirectly via any disciplinary or appeals committee, tribunal or the like), or has investigated particular members and taken (or not taken) disciplinary action against members, or as a result of reliance by a person or entity on any materials, documents, reports or the like (including any reports of members’ practices) produced by Chartered Accountants ANZ or NZICA in connection with its professional conduct functions.

Filter by


Showing results 1-10 of 519

  1. Ian Robinson Harris FCA

    Member bankrupt...

    • File type: PDF
    • Size: 0.8 MB
    Tagged in:
  2. Michael Derek Wood CA

    Failure to adequately identify, evaluate, and document his consideration of significant judgments made by the audit engagement team in relation to compliance with key audit partner independence...

    • File type: PDF
    • Size: 0.1 MB
  3. Richard Owen Dey FCA

    Failure to comply with key audit partner independence rotation requirements applicable to audits of public interest entities (in this case FMC entities) under paragraph 290.149 of PES 1 (Revised)...

    • File type: PDF
    • Size: 0.2 MB
  4. Maurice Alfred Broome CA

    Guility of breaching NZICA's Rules and/or Code of Ethics and failing to comply with an order of the Professional Conduct Committee...

    • File type: PDF
    • Size: 0.2 MB
  5. John Falconer FCA

    Member pleaded guilty to and was subsequently convicted of five offences pursuant to s 184(2) and one offence pursuant to s 1309 of the Corporations Act 2001 (Cth), which have not been set aside on...

    • File type: PDF
    • Size: 0.1 MB
  6. Philip Clive McKay CA

    Member failed to observe a proper standard of professional care, skill or competence in the course of carrying out his professional duties and obligations...

    • File type: PDF
    • Size: 0.1 MB
  7. Matthew John Hales CA

    Member failed to comply with Regulations CR2 - Certificates of Public Practice and CR2A - Professional Indemnity Insurance, and APES 310 - Dealing with Client Monies...

    • File type: PDF
    • Size: 0.1 MB
  8. John Edward Fokerd CA

    Interim suspension of Member...

    • File type: PDF
    • Size: 0.1 MB
  9. Sandhiya Sharma, Former Member

    Misconduct in a professional capacity and breaching NZICA's Rules and/or Code of Ethics...

    • File type: PDF
    • Size: 0.2 MB
  10. Mark Philip Brown CA

    Guilty of conduct unbecoming an accountant, negligence or incompetence in a professional capacity and breaching NZICA's Rules and/or Code of Ethics...

    • File type: PDF
    • Size: 0.3 MB
Previous Page (disabled)
  1. Page 1
  2. Page 2
  3. ...
  4. Page 52