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Quality control for firms questionnaire Australia: addendum

Quality review: addendum for firms holding an AFS Licence or who are ARs. Questionnaire used by reviewers during quality reviews, and can be used by practices in Australia to self-review their practice.

Updated

December 2019

Topics

Financial advisory and superannuation Monitoring and practice quality review Risk management and quality control

Checklist

0.13 mb

Publish Date

December 2019

Location

Australia

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