Policy submissions

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Showing results 16-30 of 30

  1. Submission on Financial adviser education requirements

    CAANZ feedback to financial adviser education requirements consultation paper...

  2. Submission on Review of the quality of financial advice: Terms of Reference December 2021

    The Advice Review will consider whether measures that have been implemented by government, regulators and financial services entities have improved the quality of financial advice, whether further...

  3. Submission on Education Standards for Financial Advisers

    Request for input on the Government’s proposal to amend the educationand training standards for relevant providers...

  4. Establishment of a financial services compensation scheme of last resort (CSLR)

    The objective of the CSLR is to provide compensation to eligible consumers where they have an AFCA determination in their favour and where the relevant financial firm has not paid the consumer in...

  5. Submission to ALRC Review of the legislative framework for corporations and financial services regulation

    The inquiry is technical in nature, and seeks to facilitate a more adaptive, efficient, and navigable framework of legislation “within the context of existing policy settings”. The goal is to achieve...

  6. CA ANZ Submission to the Better Advice Bill - Exposure Draft Regulations

    The Federal Government has released the exposure draft regulations and legislative instruments that implement key elements to support the operation of the Better Advice Bill. These include matters...

  7. Submission on compensation scheme of last resort

    CA ANZ’s submission on the proposed establishment of a financial services compensation scheme of last resort (CSLR) highlights a number of issues...

  8. Submission on Financial Sector Reform Hayne Royal Commission Response Better Advice Bill 2021

    Revised bill to establish a new single disciplinary body for advisers, the transfer of FASEA responsibilities to ASIC and Treasury, and the removal of TFAs from the TPB and transfer to ASIC...

  9. A new disciplinary system is being proposed for financial advisers

    CA ANZ has been a regular contributor to government policy for financial advisers across many areas including Commissioner Hayne’s response to the Royal Commission into Misconduct in the Banking...

  10. Joint submission regarding financial advice and professional services regulatory framework

    With the devastating economic impacts of COVID-19, a revised and streamlined advice framework can help to fuel jobs and small businesses through the provision of quality advice...

  11. Submission on Consultation Paper (CP 01/19): Review of APES 230 Financial Planning Services

    CA ANZ considers that APES 230 Financial Planning Services (APES 230) must help remove the need for multiple licences, registrations, regulators and associated levies...

  12. Submission to the Financial Services Royal Commission – Enhancing consumer protections and strengthening regulators

    Submission to the Financial Services Royal Commission – Enhancing consumer protections and strengthening regulators. Trusted advisers are needed to look after the financial advice needs of everyday...

  13. Relevant Provider’s Exam

    CA ANZ's recommendations to FASEA in relation to the proposed exam...

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