Decisions register

Search the disciplinary decisions to see how complaints against members have been resolved

To view upcoming hearings, click here.

Need help?

Get in touch with us.

Contact us

Disclaimer

  • Disciplinary decisions disclaimer

    Chartered Accountants ANZ regulates the conduct of its members that reside in locations other than New Zealand. The New Zealand Institute of Chartered Accountants (NZICA) regulates the conduct of members of Chartered Accountants ANZ that reside in New Zealand.

    To the extent permitted by applicable law, Chartered Accountants ANZ and NZICA expressly disclaim all liability for any direct or indirect loss or damage (including on account of negligence or otherwise) arising from any reliance upon the fact that Chartered Accountants ANZ or NZICA exercises or has exercised professional conduct functions (either directly or indirectly via any disciplinary or appeals committee, tribunal or the like), or has investigated particular members and taken (or not taken) disciplinary action against members, or as a result of reliance by a person or entity on any materials, documents, reports or the like (including any reports of members' practices) produced by Chartered Accountants ANZ or NZICA in connection with its professional conduct functions.

Filter by


Current filter

Clear filters

Showing results 16-30 of 102

  1. Shiraaz Shah, CA

    failure to respond, failure to comply with NZICA's public practice Rules, making a false declaration...

    • File type: PDF
    • Size: 0.1 MB
  2. Victoria Jane Lawson CA

    Consent order for breaches of audit standards re audit of stock and inventory, APS-1...

    • File type: PDF
    • Size: 0.6 MB
  3. Member X

    Breaches of NZICA's Code of Ethics...

    • File type: PDF
    • Size: 0.1 MB
  4. Member E

    Code of Ethics breaches...

    • File type: PDF
    • Size: 0.1 MB
  5. Member X

    Breaches of the NZICA Code of Ethics...

    • File type: PDF
    • Size: 0.2 MB
  6. Mark Geoffrey Hughson CA

    Code of Ethics breaches...

    • File type: PDF
    • Size: 0.1 MB
  7. Member X

    Member failed to appropriately identify, evaluate, and manage all perceived and actual conflicts of interest and threats to their objectivity while representing clients undergoing marital separation...

    • File type: PDF
    • Size: 0.2 MB
  8. Fergus Donald Cleaver CA

    Professional Conduct Committee decision - discredit to the profession/Code of Ethics...

    • File type: PDF
    • Size: 0.1 MB
  9. Member X

    Professional Conduct Committee decision - conflicts of interest...

    • File type: PDF
    • Size: 0.1 MB
  10. A Member

    Breaches of Code of Ethics and standards...

    • File type: PDF
    • Size: 0.2 MB
  11. Member X

    Professional Conduct Committee decision - conflicts of interest/Code of Ethics...

    • File type: PDF
    • Size: 0.1 MB
  12. Michael Derek Wood CA

    Failure to adequately identify, evaluate, and document his consideration of significant judgments made by the audit engagement team in relation to compliance with key audit partner independence...

    • File type: PDF
    • Size: 0.1 MB
  13. Richard Owen Dey FCA

    Failure to comply with key audit partner independence rotation requirements applicable to audits of public interest entities (in this case FMC entities) under paragraph 290.149 of PES 1 (Revised)...

    • File type: PDF
    • Size: 0.2 MB
  14. Member X

    Breaching NZICA's Code of Ethics and/or PES 1...

    • File type: PDF
    • Size: 101 KB
  15. Member Y

    Breaching NZICA's Code of Ethics and/or PES 1...

    • File type: PDF
    • Size: 0.1 MB