Decisions register

Search the disciplinary decisions to see how complaints against members have been resolved

To view upcoming hearings, click here.

Need help?

Get in touch with us.

Contact us

Disclaimer

  • Disciplinary decisions disclaimer

    Chartered Accountants ANZ regulates the conduct of its members that reside in locations other than New Zealand. The New Zealand Institute of Chartered Accountants (NZICA) regulates the conduct of members of Chartered Accountants ANZ that reside in New Zealand.

    To the extent permitted by applicable law, Chartered Accountants ANZ and NZICA expressly disclaim all liability for any direct or indirect loss or damage (including on account of negligence or otherwise) arising from any reliance upon the fact that Chartered Accountants ANZ or NZICA exercises or has exercised professional conduct functions (either directly or indirectly via any disciplinary or appeals committee, tribunal or the like), or has investigated particular members and taken (or not taken) disciplinary action against members, or as a result of reliance by a person or entity on any materials, documents, reports or the like (including any reports of members' practices) produced by Chartered Accountants ANZ or NZICA in connection with its professional conduct functions.

Filter by


Current filter

Clear filters

Showing results 1-15 of 34

  1. Raymon Kaawi CA

    Interim suspension...

    • File type: PDF
    • Size: 0.4 MB
  2. Alister Grant Harlow, Former CA

    Guilty of being convicted of offences publishable by imprisonment or a fine...

    • File type: PDF
    • Size: 92 KB
  3. Andrew Philip Vallance CA

    Guilty of conduct unbecoming an accountant and/or breaching NZICA's Code of Ethics...

    • File type: PDF
    • Size: 0.7 MB
  4. Bruce Allan Baillie, CA

    Code of Ethics breaches, non-compliance with assurance standards in audit of former NZX listed company...

    • File type: PDF
    • Size: 0.7 MB
    Tagged in:
  5. W

    Code of Ethics breaches, non-compliance with assurance standards in audit of former NZX list company...

    • File type: PDF
    • Size: 2.2 MB
    Tagged in:
  6. Cornelius Du Plessis CA

    Guilty of conduct unbecoming an accountant, breaching NZICA's Rules and/or Code of Ethics and failing to comply with the requirements of the Auditor Regulation Act 2011...

    • File type: PDF
    • Size: 0.2 MB
  7. Murray George Allott, suspended CA

    Guilty of entering a state of insolvency and breaching NZICA's Rules and/or Code of Ethics...

    • File type: PDF
    • Size: 0.3 MB
  8. Reis Kaluka CA

    Adverse finding, restriction imposed on a professional membership, failed to comply with reasonable and lawful directions, discredit...

    • File type: PDF
    • Size: 0.5 MB
  9. Allen James Barnes CA

    Costs application for Professional Conduct Committee, appeal withdrawn by Member...

    • File type: PDF
    • Size: 11.7 MB
    Tagged in:
  10. Murray George Allott CA

    Interim suspension...

    • File type: PDF
    • Size: 0.2 MB
  11. Allen James Barnes CA

    Member failed to observe a proper standard of professional care, skill, competence or diligence: adverse finding; restriction imposed n a professional registration; breaches of APES; failed to comply...

    • File type: PDF
    • Size: 12.6 MB
  12. Donald John Jefferies CA

    Guilty of conduct unbecoming an accountant, negligence or incompetence in a professional capacity and breaching NZICA's Rules and/or Code of Ethics...

    • File type: PDF
    • Size: 0.3 MB
  13. Philip Lawrence Nock CA

    Guilty of conduct unbecoming an accountant, negligence or incompetence in a professional capacity and breaching NZICA's Rules and/or the Code of Ethics...

    • File type: PDF
    • Size: 0.3 MB
  14. Yau Min Chan, CA

    Interim Suspension...

    • File type: PDF
    • Size: 0.2 MB
  15. Tony Iammarrone CA

    Member was subject to adverse finding by the TPB, had a condition or restriction imposed on a professional registration, failed to comply with a reasonable and lawful direction and acts, omissions or...

    • File type: PDF
    • Size: 13.5 MB
    Tagged in:
Previous Page (disabled)
  1. Page 1
  2. Page 2
  3. Page 3