Decisions register

Search the disciplinary decisions to see how complaints against members have been resolved

To view upcoming hearings, click here.

Need help?

Get in touch with us.

Contact us

Disclaimer

  • Disciplinary decisions disclaimer

    Chartered Accountants ANZ regulates the conduct of its members that reside in locations other than New Zealand. The New Zealand Institute of Chartered Accountants (NZICA) regulates the conduct of members of Chartered Accountants ANZ that reside in New Zealand.

    To the extent permitted by applicable law, Chartered Accountants ANZ and NZICA expressly disclaim all liability for any direct or indirect loss or damage (including on account of negligence or otherwise) arising from any reliance upon the fact that Chartered Accountants ANZ or NZICA exercises or has exercised professional conduct functions (either directly or indirectly via any disciplinary or appeals committee, tribunal or the like), or has investigated particular members and taken (or not taken) disciplinary action against members, or as a result of reliance by a person or entity on any materials, documents, reports or the like (including any reports of members' practices) produced by Chartered Accountants ANZ or NZICA in connection with its professional conduct functions.

Filter by


Current filter

Clear filters

Showing results 16-30 of 72

  1. Peter Bernard Allen CA

    Member breached regulations...

    • File type: PDF
    • Size: 0.2 MB
  2. Isaac Emmanuel Roberts CA

    Member breached Regulations...

    • File type: PDF
    • Size: 0.2 MB
  3. Suzanne Dudgeon FCA

    Member breached Regulations...

    • File type: PDF
    • Size: 95 KB
  4. Warwick John Ison CA

    Member subject of criminal conviction...

    • File type: PDF
    • Size: 0.2 MB
  5. Michele Gai Dodd FCA

    Member failed to provide terms of engagement...

    • File type: PDF
    • Size: 0.2 MB
  6. Karen Marina Eaton CA

    Member breached independence requirements...

    • File type: PDF
    • Size: 30 KB
  7. Karen Saltmarsh CA

    Member breached Regulations...

    • File type: PDF
    • Size: 0.2 MB
  8. John Joseph Pulella CA

    Member breached Regulations...

    • File type: PDF
    • Size: 0.2 MB
  9. Philip Robert Ham CA

    Member subject of adverse findings...

    • File type: PDF
    • Size: 0.2 MB
  10. Name not published

    Breaching NZICA's Code of Ethics - Conflicts of interest...

    • File type: PDF
    • Size: 96 KB
  11. Name not published

    Breaching NZICA's Code of Ethics - Conflicts of interest...

    • File type: PDF
    • Size: 0.1 MB
  12. Keith Arnold McLeod ACA

    Breaching NZICA's Rules - ACA member without a Certificate of Public Practice earning fees over the threshold...

    • File type: PDF
    • Size: 93 KB
  13. Name not published

    Breaching Code of Ethics - Conflicts of interest...

    • File type: PDF
    • Size: 0.3 MB
  14. Paul Anthony Scott CA

    Member subject of criminal conviction...

    • File type: PDF
    • Size: 0.2 MB
  15. Brent O'Hagan CA

    Appeal against penalty, publication and costs...

    • File type: PDF
    • Size: 0.5 MB
    Tagged in: