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Disclaimer

  • Disciplinary decisions disclaimer

    Chartered Accountants ANZ regulates the conduct of its members that reside in locations other than New Zealand. The New Zealand Institute of Chartered Accountants (NZICA) regulates the conduct of members of Chartered Accountants ANZ that reside in New Zealand.

    To the extent permitted by applicable law, Chartered Accountants ANZ and NZICA expressly disclaim all liability for any direct or indirect loss or damage (including on account of negligence or otherwise) arising from any reliance upon the fact that Chartered Accountants ANZ or NZICA exercises or has exercised professional conduct functions (either directly or indirectly via any disciplinary or appeals committee, tribunal or the like), or has investigated particular members and taken (or not taken) disciplinary action against members, or as a result of reliance by a person or entity on any materials, documents, reports or the like (including any reports of members' practices) produced by Chartered Accountants ANZ or NZICA in connection with its professional conduct functions.

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Showing results 1-15 of 75

  1. Ilaisanne Mosiana Atiola, suspended CA - Disciplinary Tribunal decision dated 22 August 2025

    Committed any act, omission or default that amounts to misconduct...

    • File type: PDF
    • Size: 0.4 MB
  2. Member F - Professional Conduct Committee decision dated 3 December 2025

    Failure to complete work/ Failure to respond to correspondence/Failure to comply with a direction from an officer of CA ANZ...

    • File type: PDF
    • Size: 80 KB
  3. Member F - Professional Conduct Committee decision dated 27 November 2025

    Conflict of Interest/Objectivity...

    • File type: PDF
    • Size: 91 KB
  4. Anthony Vella CA - Disciplinary Tribunal decision dated 31 October 2025

    Insolvency...

    • File type: PDF
    • Size: 0.4 MB
  5. Lyndon Allen Kingston - Disciplinary Tribunal decision dated 31 October 2025

    Member found guilty of a Serious Criminal Offence and of Offences not set aside on appeal which bring, or may bring discredit...

    • File type: PDF
    • Size: 0.4 MB
  6. Maham Tariq - Disciplinary Tribunal decision dated 29 October 2025

    Member committed an act that amounts to Conduct Unbecoming, breached Compliance Obligations, provided false and misleading information, committed an act which brings discredit...

    • File type: PDF
    • Size: 0.7 MB
  7. Thomas Richard Seymour FCA - Disciplinary Tribunal decision dated 28 October 2025

    Member was the subject of an adverse or unfavourable binding determination in relation to his professional or business conduct, competence or integrity (TPB)...

    • File type: PDF
    • Size: 3.5 MB
  8. Member H - Professional Conduct Committee decision dated 18 November 2025

    Adverse or unfavourable binding determination...

    • File type: PDF
    • Size: 95 KB
  9. Member D - Professional Conduct Committee decision dated 14 November 2025

    Professsional Competence and Due Care/Failure to respond to correspondence...

    • File type: PDF
    • Size: 0.1 MB
  10. Member C - Professional Conduct Committee decision dated 17 October 2025

    Criminal conviction/Adverse or unfavourable finding/restriction/Discredit...

    • File type: PDF
    • Size: 91 KB
  11. Glenda Rogan CA - Disciplinary Tribunal decision dated 10 October 2025

    Member: had condition or restriction imposed on professional membership (FAAA); was the subject of an adverse or unfavourable binding determination (FAAA and ASIC)...

    • File type: PDF
    • Size: 0.4 MB
  12. Deborah Jane Barwick CA - Disciplinary Tribunal decision dated 8 October 2025

    Failed to observe a proper standard of professional care, skill, competence or diligence in the course of carrying out their professional duties and obligations, failed to comply with any reasonable...

    • File type: PDF
    • Size: 0.3 MB
  13. Arunesh Maharaj CA

    Interim suspension...

    • File type: PDF
    • Size: 0.3 MB
  14. Yixin Shen CA

    Member whilst holding a CPP failed to return annual questionnaire breaching Compliance Obligations and failed to comply with directions...

    • File type: PDF
    • Size: 0.5 MB
  15. Member F - Professional Conduct Committee decision dated 15 October 2025

    holding himself out and/or knew that he was being held out as in being in partnership and should have notified NZICA of the allegations...

    • File type: PDF
    • Size: 0.2 MB
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