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Disclaimer

  • Disciplinary decisions disclaimer

    Chartered Accountants ANZ regulates the conduct of its members that reside in locations other than New Zealand. The New Zealand Institute of Chartered Accountants (NZICA) regulates the conduct of members of Chartered Accountants ANZ that reside in New Zealand.

    To the extent permitted by applicable law, Chartered Accountants ANZ and NZICA expressly disclaim all liability for any direct or indirect loss or damage (including on account of negligence or otherwise) arising from any reliance upon the fact that Chartered Accountants ANZ or NZICA exercises or has exercised professional conduct functions (either directly or indirectly via any disciplinary or appeals committee, tribunal or the like), or has investigated particular members and taken (or not taken) disciplinary action against members, or as a result of reliance by a person or entity on any materials, documents, reports or the like (including any reports of members' practices) produced by Chartered Accountants ANZ or NZICA in connection with its professional conduct functions.

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Showing results 1-15 of 416

  1. Paul Christos Zahos - Disciplinary Tribunal decision dated 30 June 2026

    Insolvency...

    • File type: PDF
    • Size: 0.4 MB
  2. Stuart Alexander Third FCA - Disciplinary Tribunal decision dated 30 June 2026

    Member subject of an adverse or unfavourable finding (TPB)...

    • File type: PDF
    • Size: 1.2 MB
  3. Member O - Professional Conduct Committee decision dated 30 June 2026

    Integrity / Professional Behaviour / Discredit...

    • File type: PDF
    • Size: 84 KB
  4. Stephen Costley FCA - Disciplinary Tribunal decision dated 19 May 2026

    Member was the Principal of a Practice Entity that suffered an Insolvency Event (a Firm Event)...

    • File type: PDF
    • Size: 0.4 MB
  5. Denis Allen Yeo FCA - Disciplinary Tribunal decision dated 21 May 2026

    Member was the subject of an adverse or unfavourable binding determination...

    • File type: PDF
    • Size: 2.1 MB
  6. Member L - Professional Conduct Committee decision dated 29 April 2026

    Failure to provide books and records / Conflict of interest / Objectivity...

    • File type: PDF
    • Size: 0.1 MB
  7. Phillip Hunt CA - Disciplinary Tribunal decision dated 13 May 2026

    Member was the Principal of a Practice Entity that suffered an Insolvency Event (a Firm Event)...

    • File type: PDF
    • Size: 0.4 MB
  8. Wei Leah Zhao CA - Disciplinary Tribunal decision dated 7 May 2026

    Member was subject to an adverse or unfavourable finding and failed to comply with directions...

    • File type: PDF
    • Size: 0.4 MB
  9. Kamleshkumar Patel - Disciplinary Tribunal decision dated 7 May 2026

    Provisional Member: breached APES 110 Code of Ethics; conduct brought discredit; and conduct was associated with Conduct Unbecoming of a Member...

    • File type: PDF
    • Size: 1 MB
  10. Anil Karnavat - Disciplinary Tribunal decision dated 7 May 2026

    Provisional Member: breached APES 110 Code of Ethics; conduct brought discredit; and conduct was associated with Conduct Unbecoming of a Member...

    • File type: PDF
    • Size: 1.2 MB
  11. Anthony Fiedler CA - Disciplinary Tribunal decision dated 11 May 2026

    Member was the subject of an adverse or unfavourable binding determination...

    • File type: PDF
    • Size: 0.4 MB
  12. Member - Disciplinary Tribunal decision dated 22 April 2026

    Member was found guilty of a criminal offence, was the subject of an adverse or unfavourable finding, and had a condition or restriction imposed on a professional registration...

    • File type: PDF
    • Size: 0.4 MB
  13. Member M - Professional Conduct Committee decision dated 23 April 2026

    Professional care, skill, competence or diligence...

    • File type: PDF
    • Size: 89 KB
  14. SW Audit as a Non-Member Practice Entity - Appeals Council decision dated 21 April 2026

    Non-Member Practice Entity was the subject of an adverse or unfavourable binding determination (PCAOB)...

    • File type: PDF
    • Size: 1.8 MB
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  15. Richard Gregg - Disciplinary Tribunal decision dated 26 March 2026

    Former Member was the subject of an adverse or unfavourable binding determination (TPB)...

    • File type: PDF
    • Size: 21.7 MB
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