Decisions register

Search the disciplinary decisions to see how complaints against members have been resolved

To view upcoming hearings, click here.

Need help?

Get in touch with us.

Contact us

Disclaimer

  • Disciplinary decisions disclaimer

    Chartered Accountants ANZ regulates the conduct of its members that reside in locations other than New Zealand. The New Zealand Institute of Chartered Accountants (NZICA) regulates the conduct of members of Chartered Accountants ANZ that reside in New Zealand.

    To the extent permitted by applicable law, Chartered Accountants ANZ and NZICA expressly disclaim all liability for any direct or indirect loss or damage (including on account of negligence or otherwise) arising from any reliance upon the fact that Chartered Accountants ANZ or NZICA exercises or has exercised professional conduct functions (either directly or indirectly via any disciplinary or appeals committee, tribunal or the like), or has investigated particular members and taken (or not taken) disciplinary action against members, or as a result of reliance by a person or entity on any materials, documents, reports or the like (including any reports of members' practices) produced by Chartered Accountants ANZ or NZICA in connection with its professional conduct functions.

Filter by


Current filter

Clear filters

Showing results 121-135 of 503

  1. Gregory James Kennedy CA

    Member subject to adverse or unfavourable findings, had a restriction imposed on a professional registration, discredit...

    • File type: PDF
    • Size: 0.4 MB
  2. Julian Nichols CA

    Member committed breaches of APES 110 Code of Ethics for Professional Accountants and CA ANZ Regulation CR3.8...

    • File type: PDF
    • Size: 0.4 MB
  3. John Anthony Ragg FCA

    Member failed to complete annual questionnaire whilst holding a Certificate of Public Practice and comply with the reasonable and lawful directions of an officer or organ of CA ANZ...

    • File type: PDF
    • Size: 0.4 MB
  4. Harold Maurice Hyde CA

    Interim suspension...

    • File type: PDF
    • Size: 0.2 MB
  5. Victor Louie CA

    Adverse or unfavourable finding, restriction on a professional registration (TPB)...

    • File type: PDF
    • Size: 0.4 MB
  6. Jennifer Lee Nairne

    Criminal conviction...

    • File type: PDF
    • Size: 0.4 MB
  7. Michael Alfred Joshua Stowers, CA

    Guilty of conduct unbecoming an accountant and negligence or incompetence in a professional capacity...

    • File type: PDF
    • Size: 0.4 MB
  8. Sandy Zhujun Dai CA

    Guilty of misconduct in a professional capacity, conduct unbecoming and accountant and breaching NZICA's Rules and/or Code of Ethics...

    • File type: PDF
    • Size: 0.9 MB
  9. Raymon Kaawi CA

    Interim suspension...

    • File type: PDF
    • Size: 0.4 MB
  10. Alister Grant Harlow, Former CA

    Guilty of being convicted of offences publishable by imprisonment or a fine...

    • File type: PDF
    • Size: 92 KB
  11. Andrew Philip Vallance CA

    Guilty of conduct unbecoming an accountant and/or breaching NZICA's Code of Ethics...

    • File type: PDF
    • Size: 0.7 MB
  12. Cornelius Du Plessis CA

    Guilty of conduct unbecoming an accountant, breaching NZICA's Rules and/or Code of Ethics and failing to comply with the requirements of the Auditor Regulation Act 2011...

    • File type: PDF
    • Size: 0.2 MB
  13. Murray George Allott, suspended CA

    Guilty of entering a state of insolvency and breaching NZICA's Rules and/or Code of Ethics...

    • File type: PDF
    • Size: 0.3 MB
  14. Reis Kaluka CA

    Adverse finding, restriction imposed on a professional membership, failed to comply with reasonable and lawful directions, discredit...

    • File type: PDF
    • Size: 0.5 MB
  15. Murray George Allott CA

    Interim suspension...

    • File type: PDF
    • Size: 0.2 MB