Decisions register

Search the disciplinary decisions to see how complaints against members have been resolved

To view upcoming hearings, click here.

Need help?

Get in touch with us.

Contact us

Disclaimer

  • Disciplinary decisions disclaimer

    Chartered Accountants ANZ regulates the conduct of its members that reside in locations other than New Zealand. The New Zealand Institute of Chartered Accountants (NZICA) regulates the conduct of members of Chartered Accountants ANZ that reside in New Zealand.

    To the extent permitted by applicable law, Chartered Accountants ANZ and NZICA expressly disclaim all liability for any direct or indirect loss or damage (including on account of negligence or otherwise) arising from any reliance upon the fact that Chartered Accountants ANZ or NZICA exercises or has exercised professional conduct functions (either directly or indirectly via any disciplinary or appeals committee, tribunal or the like), or has investigated particular members and taken (or not taken) disciplinary action against members, or as a result of reliance by a person or entity on any materials, documents, reports or the like (including any reports of members' practices) produced by Chartered Accountants ANZ or NZICA in connection with its professional conduct functions.

Filter by


Current filter

Clear filters

Showing results 106-120 of 410

  1. Peter Gregory Scott CA

    Member breached CA ANZ Regulations, APES 310 and APES 110, suffered an Insolvency Event, discredit, and was Principal of a Practice Entity that suffered an Insolvency Event...

    • File type: PDF
    • Size: 0.4 MB
  2. Cathy Wei Hua Lin CA

    Member subject of an adverse finding, had a restriction imposed on her name, failed to comply with reasonable and lawful directions, and discredit...

    • File type: PDF
    • Size: 0.4 MB
  3. Ernest Charles Smith CA

    Member subject of an adverse finding, had a restriction imposed on his name, breached APES 220, failed to comply with reasonable and lawful directions, and discredit...

    • File type: PDF
    • Size: 0.4 MB
  4. James Redmund Burrows

    Criminal conviction, discredit...

    • File type: PDF
    • Size: 0.4 MB
  5. Wayne Simpson CA

    Adverse or unfavourable finding, disqualified as a SMSF auditor...

    • File type: PDF
    • Size: 0.2 MB
  6. Member A

    Adverse finding / Discredit...

    • File type: PDF
    • Size: 0.1 MB
  7. Carl Emil May CA of Western Cape

    Member subject of an adverse finding, failed to notify CA ANZ of a Notification Event, flailed to comply with reasonable and lawful directions, discredit...

    • File type: PDF
    • Size: 0.4 MB
  8. Peter Andrew Amos CA

    Interim Suspension...

    • File type: PDF
    • Size: 0.4 MB
  9. Member A

    Integrity / Professional Behaviour...

    • File type: PDF
    • Size: 0.1 MB
  10. Member B

    Insolvency...

    • File type: PDF
    • Size: 0.4 MB
  11. Nicholas John Hayes CA

    Interim suspension...

    • File type: PDF
    • Size: 0.4 MB
  12. Member A

    Failure to act with professional competence and due care and objectivity...

    • File type: PDF
    • Size: 0.1 MB
  13. Kenneth George Howes FCA

    Insolvency...

    • File type: PDF
    • Size: 11 MB
  14. James Mooney CA

    Adverse or unfavourable finding, entering into an undertaking with ASIC and discredit...

    • File type: PDF
    • Size: 0.2 MB
  15. Tai Thanh Nguyen CA

    Member found guilty and convicted of criminal offences, adverse or unfavourable findings, discredit...

    • File type: PDF
    • Size: 0.4 MB