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  • Disciplinary decisions disclaimer

    Chartered Accountants ANZ regulates the conduct of its members that reside in locations other than New Zealand. The New Zealand Institute of Chartered Accountants (NZICA) regulates the conduct of members of Chartered Accountants ANZ that reside in New Zealand.

    To the extent permitted by applicable law, Chartered Accountants ANZ and NZICA expressly disclaim all liability for any direct or indirect loss or damage (including on account of negligence or otherwise) arising from any reliance upon the fact that Chartered Accountants ANZ or NZICA exercises or has exercised professional conduct functions (either directly or indirectly via any disciplinary or appeals committee, tribunal or the like), or has investigated particular members and taken (or not taken) disciplinary action against members, or as a result of reliance by a person or entity on any materials, documents, reports or the like (including any reports of members' practices) produced by Chartered Accountants ANZ or NZICA in connection with its professional conduct functions.

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Showing results 1-10 of 34

  1. Geoffrey Brian Cottle CA

    Member committed a breach of APES 110 Code of Ethics for Professional Accountants with respect to professional competence and due care...

    • File type: PDF
    • Size: 0.3 MB
  2. Mark Philip Brown CA

    Guilty of conduct unbecoming an accountant...

    • File type: PDF
    • Size: 0.3 MB
  3. Phillip Leon Christey CA

    Guilty of misconduct in a professional capacity, conduct unbecoming an accountant, negligence or incompetence in a professional capacity, breaching NZICA's Rules and/or Code of Ethics...

    • File type: PDF
    • Size: 0.6 MB
  4. Rowan Leigh McCabe CA

    Criminal conviction. See also Disciplinary Tribunal decision dated 4 September 2020...

    • File type: PDF
    • Size: 0.3 MB
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  5. Rowan Leigh McCabe CA

    Criminal conviction. See also Appeals Tribunal decision dated 2 December 2020...

    • File type: PDF
    • Size: 0.4 MB
  6. James Kunjuni Krishna Nair CA

    Guilty of conduct unbecoming an accountant, negligence or incompetence in a professional capacity, supplying information to NZICA which is false and/or misleading, breaching NZICA's Rules and/or Code...

    • File type: PDF
    • Size: 0.3 MB
  7. Name withheld

    Conflict of interest, Objectivity...

    • File type: PDF
    • Size: 0.2 MB
  8. Grant David Allsopp CA

    Member committed breaches of APES 110, Code of Ethics for Professional Accountants with respect to the fundamental principles of objectivity, integrity and professional behaviour...

    • File type: PDF
    • Size: 0.3 MB
  9. Member A

    Breach of independence requirements...

    • File type: PDF
    • Size: 0.1 MB
  10. Robert Alexander Rochlin FCA

    Member failed to comply with reasonable and lawful directions related to a matter concerning the good order and management of CA ANZ, in breach of By-Law 40(2.1)(i)...

    • File type: PDF
    • Size: 0.2 MB
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