Decisions register

Search the disciplinary decisions to see how complaints against members have been resolved

To view upcoming hearings, click here.


Need help?

Get in touch with us.

Contact us


  • Disciplinary decisions disclaimer

    Chartered Accountants ANZ regulates the conduct of its members that reside in locations other than New Zealand. The New Zealand Institute of Chartered Accountants (NZICA) regulates the conduct of members of Chartered Accountants ANZ that reside in New Zealand.

    To the extent permitted by applicable law, Chartered Accountants ANZ and NZICA expressly disclaim all liability for any direct or indirect loss or damage (including on account of negligence or otherwise) arising from any reliance upon the fact that Chartered Accountants ANZ or NZICA exercises or has exercised professional conduct functions (either directly or indirectly via any disciplinary or appeals committee, tribunal or the like), or has investigated particular members and taken (or not taken) disciplinary action against members, or as a result of reliance by a person or entity on any materials, documents, reports or the like (including any reports of members' practices) produced by Chartered Accountants ANZ or NZICA in connection with its professional conduct functions.

Filter by

Showing results 541-544 of 544

  1. Richard Gregory Smithson CA

    Misconduct in a professional capacity, negligence or incompetence in a professional capacity, breaching NZICA's Rules or Code of Ethics - Client monies, invested funds without approval...

    • File type: PDF
    • Size: 24 KB
  2. Howard Karl Taylor CA

    Misconduct in a professional capacity, conduct unbecoming an accountant, breaching NZICA's Rules and/or Code of Ethics - Client monies, offering accounting services to the public without a CPP...

    • File type: PDF
    • Size: 24 KB
  3. Vijay Sen Sethi CA

    Convicted of using a document with intent to defraud, failed to respond to the Professional Conduct Committee...

    • File type: PDF
    • Size: 19 KB
  4. Gary Malcolm Hobbs CA

    Conduct unbecoming an accountant - Practice management issues, unable to pay creditors, failed to comply with Tribunal orders...

    • File type: PDF
    • Size: 96 KB
  1. Page 1
  2. ...
  3. Page 54
  4. Page 55
Next Page (disabled)